HNW Planning's Ethics
Each HNW Planning Adviser maintains a Financial Services Guide (FSG). The FSG is an important document that introduces you to the adviser's own training and experience and sets out the various ways in which HNW Planning and your Adviser might be remunerated. This is a document designed to provide as much information to you as practically possible before you become a client.
HNW Planning undertakes a formal financial audit each financial year and is required to maintain a bond in favour of the Australian Securities and Investments Commission (ASIC).
Annually HNW Planning engages external expert consultants to audit our adherence to best practice compliance and our own written procedures. They also audit random adviser files. HNW Planning and its Advisers choose to adopt a Privacy Policy, the statement of which is available on our website and our Adviser's websites. HNW Planning and its Advisers are open to audit by ASIC at any time.