ETHICS
HNW Planning’s Ethics
As a Principal Member of the Financial Planning Association (FPA), HNW Planning has agreed to act in accordance with the FPA’s Code of Ethics.
Each HNW Planning adviser maintains a Financial Services Guide (FSG). The FSG is an important document that introduces you to the adviser’s own training and experience and sets out the various ways in which HNW Planning and your adviser might be remunerated. This is a document designed to provide as much information to you as practically possible before you become a client.
HNW Planning undertakes a formal financial audit each financial year and is required to maintain a bond in favour of the Australian Securities and Investments Commission (ASIC).
Annually HNW Planning engages external expert consultants to audit our adherence to best practice compliance and our own written procedures as well as to audit the files of each of our advisers. HNW Planning chooses to adopt a Privacy Policy, the statement of which is available on our website. HNW Planning is open to and may at any stage be audited by the FPA and the ASIC.
Ethical Investing
HNW Planning is able to take into account your views on environmental, social, ethical and governance issues. It is possible to negatively screen for, or positively include specific investments or types of investments to focus your capital to support a particular purpose.
